Summary
My objective is to use my extensive background in banking operations and auditing to help financial instituitions ensure current and ongoing compliance with the myriad of rules and regulations.
Work Experience
| COMPANY | POSITION HELD | DATES WORKED |
|---|---|---|
| WhitMar Exploration Company | Individual Contributor | 6/2008 - 10/2008 |
| Fiserv Investment Support Services (fka Lincoln Trust Company) | Individual Contributor | 2/2003 - 5/2008 |
| Lincoln Trust Company | Individual Contributor | 10/2000 - 5/2008 |
| Manitou Enterprises LLLP | Individual Contributor | 1/2000 - 10/2000 |
| Abrams, Garfinkel & Rosen, LLP | Individual Contributor | 1/1998 - 12/1999 |
| The Cooley Clinic | Individual Contributor | 5/1997 - 12/1997 |
Education
| SCHOOL | MAJOR | YEAR | DEGREE |
|---|---|---|---|
| Thomas M Cooley Law School | Law | 1999 | Law Degree |
| University of Northern Colorado | History/Political Science | 1991 | Bachelor Degree |
Social Media
| TYPE | TITLE | URL | DESCRIPTION |
|---|---|---|---|
| Website | BankInfoSecurity | Website that keeps current on all aspects of and current trends regarding banking compliance and security. | |
| Website | Internal revenue Service | http://www.irs.gov | Daily or weekly e-mail covering new rules and upcoming trends; presented by the IRS. |
| Website | FDIC Subscriptions | http://www.FDIC.gov | Daily e-mail from the FDIC regarding current issues and notifications. Includes new and proposed rules, bank closures and penalties, and alerts. |
| Website | Employee Benefit News inBrief | Daily e-mail covering current news and announcements. | |
| Website | AHIP HI-WIRE Connection | Daily e-mail with announcements and trends regarding health related topics, such as, health plans, compliance and legislative updates. | |
Job Details
Highlights:
I am an accomplished Compliance Specialist with extensive experience in complex banking operations, internal and external audits, AML, CIP and OFAC monitoring and program implementation for financial institutions. I have excellent problem solving, communication, data analysis and advanced computer skills.Companies I like:
banks, credit unions, financial services companies, insurance agencies, mortgage companies, title insurers
Job Skills
Keywords
Responsibilities
Ensure documentation is ready for internal and external audits, make daily compliance decisions that would not result in a liability and maintain forms and documents. I also monitored regulatory and legislative changes and trends and implemented policies to remain in compliance.
